Client Bill of Rights

At Coda Financial Group, we take great pride in providing our clients with world-class service. Meeting the individual needs of our clients is our chief concern, and we require our employees and our affiliates to abide by the same standard.

To ensure that every client is treated in a fair and ethical manner, we have made the following promise through our Client Bill of Rights. Rooted in this philosophy is the fact that every Coda Financial Group client has both important rights and responsibilities.

As client of Coda Financial Group, you have the right to:

  • Ongoing monitoring and regular in-person reviews of your financial plans, accounts, investments, insurance policies, and applicable legal and tax documents.
  • Have your calls and emails returned within one business day (or sooner if the matter is time sensitive).
  • Receive accurate and timely statements of your account, including details related to every transaction.
  • Have complicated financial concepts explained in plain English.
  • Have any error acknowledged and corrected without delay.
  • Full disclosure of every commission or fee related to every transaction.
  • Never receive a recommendation that has not been thoroughly investigated in advance.
  • Be treated with the utmost respect and integrity at all times.
  • Receive honest advice and feedback even if it’s hard to hear.
  • More than just a business relationship; a genuine personal relationship that takes your circumstances, values and goals into consideration at all times.
  • Trust that your financial advisor is knowledgeable, registered, and up-to-speed with important developments that have the potential to impact you.
  • Be fully informed about all strategic decisions regarding your accounts before any change is made.
  • Have your privacy carefully guarded, and to never have your personal information shared with someone who is not entitled to it.

All information herein has been prepared solely for informational purposes, and it is not an offer to buy or sell, or a solicitation of an offer to buy or sell any security or instrument or to participate in any particular trading strategy.

Securities and investment advisory services offered through SagePoint Financial, Inc. (SPF), member FINRA/SIPC. SPF is separately owned and other entities and/or marketing names, products or services referenced here are independent of SPF.

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